Key Information Extraction (KIE) is aimed at extracting structured
information (e.g. key-value pairs) from form-style documents (e.g. invoices),
which makes an important step towards intelligent document understanding.
Previous approaches generally tackle KIE by sequence tagging, which faces
difficulty to process non-flatten sequences, especially for table-text mixed
documents. These approaches also suffer from the trouble of pre-defining a
fixed set of labels for each type of documents, as well as the label imbalance
issue. In this work, we assume Optical Character Recognition (OCR) has been
applied to input documents, and reformulate the KIE task as a region prediction
problem in the two-dimensional (2D) space given a target field. Following this
new setup, we develop a new KIE model named Region-based Document Understanding
(RDU) that takes as input the text content and corresponding coordinates of a
document, and tries to predict the result by localizing a bounding-box-like
region. Our RDU first applies a layout-aware BERT equipped with a soft layout
attention masking and bias mechanism to incorporate layout information into the
representations. Then, a list of candidate regions is generated from the
representations via a Region Proposal Module inspired by computer vision models
widely applied for object detection. Finally, a Region Categorization Module
and a Region Selection Module are adopted to judge whether a proposed region is
valid and select the one with the largest probability from all proposed regions
respectively. Experiments on four types of form-style documents show that our
proposed method can achieve impressive results. In addition, our RDU model can
be trained with different document types seamlessly, which is especially
helpful over low-resource documents.

这篇研究论文提出了一种名为 RDU 的新的基于区域预测的文档理解模型，可以从表格文本混合的形式文档中提取结构化信息，其方法融合了布局感知和计算机视觉模型，具有出色的实验结果。