While dense retrieval has been shown effective and efficient across tasks and
languages, it remains difficult to create effective fully zero-shot dense
retrieval systems when no relevance label is available. In this paper, we
recognize the difficulty of zero-shot learning and encoding relevance. Instead,
we propose to pivot through Hypothetical Document Embeddings~(HyDE). Given a
query, HyDE first zero-shot instructs an instruction-following language model
(e.g. InstructGPT) to generate a hypothetical document. The document captures
relevance patterns but is unreal and may contain false details. Then, an
unsupervised contrastively learned encoder~(e.g. Contriever) encodes the
document into an embedding vector. This vector identifies a neighborhood in the
corpus embedding space, where similar real documents are retrieved based on
vector similarity. This second step ground the generated document to the actual
corpus, with the encoder's dense bottleneck filtering out the incorrect
details. Our experiments show that HyDE significantly outperforms the
state-of-the-art unsupervised dense retriever Contriever and shows strong
performance comparable to fine-tuned retrievers, across various tasks (e.g. web
search, QA, fact verification) and languages~(e.g. sw, ko, ja).

本篇论文中，我们提出一种基于 Hypothetical Document Embeddings (HyDE) 的零样本密集检索方法，其中通过无监督编码器将虚构文档编码为向量，并在文本相似性检索中表现出强大的性能。